Risk Management Services
AXS' Risk Management & Regulatory Services (RMRS) includes professionals who have been trained in asset management and capital markets best practices at some of the nation’s leading brokerage and securities firms. AXS can assist you in developing the right practices that enable management to better supervise your business and gain a competitive advantage by improving internal and external risk reporting. AXS has developed leading edge risk management policies, procedures and analytics, including process models, analytical evaluation methods and risk measurement management practices covering the valuation and pricing of transactions of all types, monitoring performance, construction of trading books, portfolio aggregation and the implementation of enterprise-wide risk measurement systems and processes.
RMRS focuses on the manual and automated processes of controlling investment risk, which include trading policies and procedures, credit and market risk monitoring procedures, ongoing portfolio compliance procedures, hedging policies, and usage of complex and leveraged financial instruments. We also perform preemptive audits which help you determine any compliance issues with various statutory requirements.